# Lab Notes for a Scientific Revolution (Physics)

## April 22, 2012

### Back to Blogging, Uploaded a paper I wrote in 1986 about Preonic Grand Unification

It has been almost 3 years since my last Blog post.  Much of my time has been diverted into a condo hotel project in Longboat Key Florida, and the focus I need to do good physics has been impossible to come by.  Then, the other day, Ken Tucker, a frequent participant at sci.physics.foundations, emailed me about some new research showing that electrons have constituent substructure.  That brought me back immediately to the half a year I spent back in 1986 developing a 200-page paper about a preonic substructure for quarks and leptons, which culminated six years of study from 1980 to 1986.  I finished that paper in August 1986, and then took an 18 year hiatus from physics, resuming again in late-2004.

Ken’s email motivated me to dig out this 1986 paper which I manually typed out on an old-fashioned typewriter, scan it into electronic form, and post it here.  Links to the various sections of this paper are below.  This is the first time I have ever posted this.

Keep in mind that I wrote this in 1986.  I tend to study best by writing while I study, and in this case, what I wrote below was my “study document” for Halzen and Martin’s book “Quarks and Leptons” which had just come out in 1984 and was the first book to pull together what we now think of as modern particle physics and the (then, still fairly new) electroweak unification of Weinberg-Salam.

What is in this paper that I still to this day believe is fundamentally important, and has not been given the attention it warrants, is the isospin redundancy between (left-chiral) quarks and leptons.  This to me is an absolute indication that these particles have a substructure, so that a neutrino and an up quark both have contain the same “isospin up” preon, and an electron and a down quark both contain the same “isospin down” preon.  Section 2.11 below is the key section, if you want to cut to the chase with what I was studying some 26 years ago.  I did post about this in February 2008 at https://jayryablon.wordpress.com/2008/02/02/lab-note-4-an-interesting-left-chiral-muliplet-perhaps-indicative-of-preonic-structure-for-fermions/, though that post merely showed a 1988 summary I had assembled based on my work in 1986, at the behest of the late Nimay Mukhopadhyay, who at the time was teaching at RPI and had become a good friend and one of my early sources of encouragement.  This is the first time I am posting all of that early up-to-1986 work, in complete detail.

Lest you think me crazy, note that seventeen years later, G. Volovik, in his 2003 book “The Universe in a Helium Droplet,” took a very similar tack, see Figure 12.2 in this excerpt: Volovik Excerpt on Quark and Lepton Preonic Structure.

The other aspect of this 1986 paper that I still feel very strongly about, is taking the Dirac gamma-5 as a fifth-dimension indicator.  I know I have been critiqued by technical arguments as to why this should not be taken as a sign of a fifth dimension, but this fits seamlessly with Kaluza Klein which geometrizes the entirely of Maxwell’s theory and is still the best formal unification of classical electromagnetism and gravitation ever developed.  For those who maintain skepticism of Kaluza-Klein and ask “show me the fifth dimension,” just look to chirality which is well-established experimentally.  Why do we have to assume that this fifth dimension will directly manifest in the same way as space and time, if its effects are definitively observable in the chiral structure of fermions?  Beyond this, I remain a very strong proponent of the 5-D Space-Time-Matter Consortium, see http://astro.uwaterloo.ca/~wesson/, which regards matter itself as the most direct manifestation of a fifth physical dimension.  Right now, most folks think about 4-D spacetime plus matter.  These folks correctly think about 5-D space-time-matter, no separation.  And Kaluza-Klein, which historically predated Dirac’s gamma-5, is the underpinning of this.

After my hiatus of the past couple of years, I am going to try in the coming months to write some big-picture materials about physics, which will pull together all I have studied so far in my life.  I am thinking of doing a “Physics Time Capsule for 2100” which will try to explore in broad strokes, how I believe physics will be understood at the end of this century, about 88 years from now.

Anyway, here is my entire 1986 paper:

Preonic Grand Unification and Quantum Gravitation: Capsule Outline and Summary

Abstract and Contents

Section 1.1: Introduction

Section 1.2: Outline and Summary

Section 2.1: A Classical Spacetime Introduction to the Dirac Equation, and the Structure of Five-Dimensional Spacetime with a Chiral Dimension

Section 2.2: Particle/Antiparticle and Spin-Up/Spin-Down Degrees of Quantum Mechanical Freedom in Spacetime and Chirality, Gauge Invariance and the Dirac Wavefunction

Section 2.3: Determination and Labeling of the Spinor Eigensolutions to the Five-Dimensional Dirac Equation, and the High and Low Energy Approximations

Section 2.4: The Fifth-Dimensional Origin of Left and Right Handed Chiral Projections and the Continuity equation in Five Dimensions: Hermitian Conjugacy, Adjoint Spinors, and the Finite Operators Parity (P) and Axiality (A)

Section 2.5: Conjugate and Transposition Symmetries of the Dirac Equation in Five Dimensions, the Finite Operators for Conjugation (C) and Time Reversal (T), and Abelian Relationships Among C, P, T and A

Section 2.6: Charge Conjugation, and the Definitions and Feynman Diagrams for “Electron” and “Positron” Spinors

Section 2.7: Simple Unpolarized s,t,u Scattering Channels with a Covariant Propagator, and the Covariant (Real and Virtual) Polarization States of Massive and Massless Vector Bosons

Section 2.8: Prelude to Preons: The Spinor Decomposition of Four Real Spacetime Dimensions ct,x,y,z into Two Complex Spinor Dimensions Using the Covariant Polarization States of Vector Bosons

Section 2.9: Introduction to Isospin Preons in Electroweak Theory: The Preonic Decomposition of Four Real Electroweak Bosons A, W+, W-, Z into Two Complex Preons Denoting “Isospin Up” and “Isospin Down”

Section 2.10: Summarization of Prior Discussion, and on the Fundamental Importance of Preons in Particle Physics

Section 2.11: The Four-Preon Flavor SU(4) Unification of the Electromagnetic, Weak and Colorless Strong Interactions Excluding Quantum Gravitation; and the Colorless Flavor Classification of Left Handed Real Fermion and Boson Chiral Projections, for a Single Fermion Generation

Section 2.12: The Four-Preon Flavor SU(4)xU(1) Unification of Electromagnetic, Weak, Colorless Strong and Quantum Gravitational Interactions; and the Colorless Flavor Classification of Left and Right Handed Real Fermion and Boson Chiral Projections, for a Single Fermion Generation

Section 2.13: The Six-Preon Unification of Flavor SU(4)xU(1) with High Energy Color SU(4)xU(1) and Two Overlapping Degrees of Freedom; the Flavor and Color Classification of Real Fermions and Vector Bosons for a Single Generation; and the Derivation of Electroweak and Strong/Hyperweak Massless and Massive Neutral Current Vector Bosons

Section 2.14: On the Replication of Fermion Generations: Four Generational Grand Unification with Eighteen Preons and Nine Independent Flavor/Color/Generation Degrees of Freedom, and a Preonic Discussion of Mesons and Meson Decay

References and Bibliography

## March 3, 2008

### Intrinsic Spin and the Kaluza-Klein Fifth Dimension: Journal Submission

I mentioned several days ago that I had submitted a Kaluza Klein paper to one of the leading journals.  That lengthy paper was not accepted, and you can read the referee report and some of my comments here at sci.physics.foundations or here, with some other folks’ comments, at sci.physics.relativity.  The report actually was not too bad, concluding that “the author must have worked a considerable amount to learn quite a few thing in gravitation theory, and a number of the equations are correctly written and they do make sense, however those eqs. do not contain anything original.”  I would much rather hear this sort of objection, than be told — as I have been in the past — that I don’t know anything about the subject I am writing about.

In fact, there is one finding in the above-linked paper which, as I thought about it more and more, is quite original, yet I believe it was lost in the mass of this larger paper.  And, frankly, it took me a few days to catch on to the full import of this finding, and so I downplayed it in the earlier paper.  Namely:  that the compactified fifth dimension of Kaluza-Klein theories is the mainspring of the intrinsic spins which permeate particle physics.

I have now written and submitted for publication, a new paper which only includes that Kaluza-Klein material which is necessary to fully support this particular original finding.  You may read the submitted paper at Intrinsic Spin and the Kaluza-Klein Fifth Dimension.  I will, of course, let you know what comes from the review of this paper.

Jay.

## February 19, 2008

### Lab Note 2 Progress Report: Draft Paper on Kaluza-Klein Theory and Lorentz Force Geodesics

Hello to all my readers and contributors:

I have been very busy these past several days preparing my research on Kaluza-Klein five-dimensional theory into a formal paper.  I now have a draft paper sufficiently advanced, that I would like to share it with my readers and contributors for their comment.

I am not going to reproduce this directly on the blog as there are dozens of equations and the paper itself is already 25 pages.  However, I have linked a PDF copy of the latest draft below, for your perusal and comment.

Kaluza-Klein Theory and Lorentz Force Geodesics — 2-19-08 Draft

I know that there are literally dozens if not hundreds of Kaluza-Klein papers already out there in the world.  This one, I believe, is the one that actually describes how nature works, and how classical gravitation and electrodynamics actually do become united in nature.

Jay.

## February 2, 2008

### Lab Note 4: An Interesting Left-Chiral Muliplet Perhaps Indicative of Preonic Structure for Fermions

I return in this brief Lab Note to the underlying spirit of one of the basic premises of this Weblog, which is that these are a series of “Lab Notes.”  We often tend these days to think and speak about “theories,” rather than “notes,” and certainly, many of the “Lab Notes” which I am presenting here are intended to be thought of as “theories,” or “theories-under-development,” as much as “lab notes.”

But when one talks about “Lab Notes,” what should be the prevailing thought is that sometimes, in the course of research, one uncovers an interesting “data point.”   Perhaps that data point goes nowhere; perhaps, when one looks hard at that data point and follows it up carefully, it leads in a whole new direction and changes many things in physics.

It is in this spirit that I present Lab Note 4, “An Interesting Left-Chiral Muliplet Perhaps Indicative of Preonic Structure for Fermions,” which I offer in the spirit of an interesting theoretical “data point” I uncovered back in 1988.  No more, no less.

For some history, I had been auditing some physics courses at nearby Rensselaer Polytechnic Institute (which my daughter Paula is now attending as a Freshman Chemical Engineer), and in the course of my studies there began a dialogue and I later became friends with the tragically-late Professor Nimai Mukhopadhyay, who was a particle physicist.

At the time, particularly because of the “isospin redundancy” between quarks and leptons — which is my way of saying that both quarks and leptons can exist in both an “isospin up” and an “isospin down” state — I began to realize that there are really two distinct “attributes” which specify the “flavor” of an “elementary” fermion, within each generation.   First: is it a “quark” or a “lepton”?  Second, is its isospin “up” or “down.”  And, this, I began to suspect, was indicative of a preon substructure for the fermions — part of which provided the quark versus lepton aspect of flavor, the other part of which provided the up versus down isospin aspect of flavor.

Following this thinking, I found that if one were to consider the flavor quantum numbers for only the left-chiral fermions, it turned out that the simple gauge group SU(4) could be used to represent the flavor symmetry of these left-chiral fermions, and that four preons, simply, A, B, C, D so as to avoid any preconceptions at all, could be used in pairs so as to construct the left-chiral fermion flavors.  I wrote this up for the 1988 “Excited Baryons” conference at RPI, and Dr. Mukhopadhyay included the writeup with the conference program.  For your consideration as a “lab note,” i.e., as an interesting piece of research data to keep in one’s mind, I link to a copy of that 1988 writeup below:

At this point in time, 20 years later, it is clear to me that I am not the only person to have thought in this way.  For example, G. Volovik, in his 2003 book “The Universe in a Helium Droplet,” includes an excellent discussion in section 12.2, which I have uploaded to the following link:

Volovik Excerpt on Quark and Lepton Preonic Structure

Volovik makes a separation very similar to what I was going after in 1988, does so very clearly, and also, nicely handles the right-chiral states which drove me to fits back in 1988.  In fact, this excerpt from Volovik is another very important “lab note,” in and of itself, and I commend it to the reader.   The main problem which I perceive with this excerpt from Volovik, however, is his handling of the spins, which motivates the use of “holons” (spin 0) and “spinons” (spin 1/2) to construct a spin 1/2 fermion out of two preons.  In my view, it would be preferred for each of these preons to have spin 1/2, and when combined, for the resulting particle to also have spin 1/2.  That is, we need to find a way to have 1/2 = 1/2 + 1/2.

How we do this is another story which utilizes the fact that a fermion is a four-component Dirac spinor, and that left- and right-chirality each occupy two of the four components.  Thus, for the left- and right-chiral components of a fermion $f$, each of which has spin 1/2, one can combine those into the whole four-component fermion — which still has spin 1/2.  That is, $f=f_{L}+f_{R}$ may be a way to implement 1/2 = 1/2 + 1/2 within the context of Volovik, thereby avoiding the seemingly-artificial (to me) holons and spinons.  But, that is a topic for another lab note, and this $f=f_{L}+f_{R}$ approach clearly exploits pre-existing chiral properties of fermions.

In any event, please take a look at my 1988 publication linked above, look also at the linked Volovik excerpt, think about his and my separation of the fermion flavor attributes into quark/lepton and isospin up/down, think about the inelegance of using holons and spinons (at least if you and I have the same sense of elegance), and think about the chiral properties of fermions.  I do continue to believe the believe that the clearly-established “isospin redundancy” between quarks and leptons is the best evidence we have, of a preonic substructure for fermions which is waiting to be better understood, and cast into a suitable formal pedagogical structure.

That concludes this lab note.

## January 21, 2008

### Lab Note 2, Part 1: Rest Mass as Geometry

Filed under: Chirality,Five Dimensions,Geodesic,Physics,Science,Technology — Jay R. Yablon @ 12:17 am

Physical science, which is an enterprise designed to make sense of what we measure when observing natural phenomena, has long rested on the three “elemental dimensions” of length, time, and mass.  Various other physically-measurable quantities (velocity, acceleration, force, energy, momentum, power, etc.) are built out of well-known combinations of these three elemental dimensions.  With the recognition in his 1908 paper Space and Time that the Lorentz transformations of special relativity signaled that “space by itself, and time by itself, are doomed to fade away into mere shadows, and only a kind of union of the two will preserve an independent reality,” Minkowski began the integration of the space and time dimensions into what we now routinely think of as spacetime.  Then, in 1915, in a stunning marriage of observational physics to pure Riemannian geometry, the general theory of relativity came to explain the dynamics of gravitational behavior solely on the basis of geodesic worldline motion through a curved generalization of Minkowski’s spacetime geometry.  The promise of general relativity, that we might one day be able to understand all of physics solely on the basis of pure geometry, and that general relativity itself might be merely the first glimpse of an elegant geometric structure underlying all of physical reality, was later coined by Wheeler as the “geometrodynamic” program.  To date, the promise of this program is still largely unfulfilled, and one of the main reasons for this is that we still do not understand the rest masses of material bodies and elementary particles on a purely geometric foundation.   Notwithstanding the success of electroweak theory in predicting the $W^{\pm \mu } ,Z^{\mu }$ masses via spontaneous symmetry breaking, rest mass is, for all intents and purposes, a foreign object introduced, ad hoc, “by hand,” into spacetime.  Rest mass still stands apart from Minkowski’s spacetime.  One can draw spacetime diagrams and worldlines which show the motion of a given massive body through spacetime, but to specify complete information about this massive body, we must also associate with that worldline, a “number” which represents the magnitude of that mass when viewed at rest.  A worldline, by itself, omits this vital information about the material body.  In a gravitational field, for example, the worldlines of a golf ball and a bowling ball starting out in the same place with the same velocity vectors will be identical due to the equivalence of gravitational and inertial mass, and just knowing the worldline of each will tell us nothing about their difference in mass.  One must specify the mass as a separate parameter independent of the worldline.  From a geometrodynamic viewpoint, this is an unsatisfactory state of affairs, because we have to specify “worldline plus mass.”  It would be much preferred if we could speak merely of a body traveling along a worldline through spacetime, making no reference to its mass, and if we could deduce solely from our knowledge of this worldline, not only the path through spacetime, but also the mass of the body, and thereby the forces — if any —  acting on this body, simply and solely by knowing the worldline of its travel.  One would seek in this way to complete what Minkowski started, to arrive at a complete geometric union of the three elemental dimensions upon which we base all physical measurement: space and time and mass.  We seek to go from having to know about “worldline plus mass,” to having to know only about “worldline alone.”  We wish to understand particle worldlines in such a way that we can deduce the mass of a particle solely by knowing its worldline.  In this way, we can move one step closer to Wheeler’s dream of understanding all of physics as pure geometry — or to be precise — understanding all of the measurements we obtain in physics, including those of mass and energy — as measurements of geometric lengths and trajectories.   (more…)